The Graduate School, University of Wisconsin-Madison

Human Research Protection Program: Policy

Human Research Protection Program Advisory Committee Charter

Adopted by: Human Research Protection Program Advisory Committee

Adoption Date: September 7, 2006

Revised: June 7, 2007

Revised: September 13, 2007

Revised: December 4, 2008

Purpose:  This document describes the roles and responsibilities of the UW-Madison Human Research Protection Program Advisory Committee (Advisory Committee). 

Policy

I.   Advisory Committee Responsibilities 
A.  The Advisory Committee is responsible for:

 

1.  advising the UW-Madison Institutional Official on issues relating to human research protection.
 
2.  oversight of the Human Research Protection Program (HRPP), including the UW-Madison Institutional Review Boards (IRBs).
 
3.  development and approval of all policies for the HRPP.
 
4.  facilitating communications and exchange of information about human research protection among the IRBs, between the IRBs and the UW-Madison’s research community and the UW-Madison community as a whole. 
 
5.  communicating directly or through the UW-Madison IRBs with University institutions, officials, faculty, and staff, as necessary, about regulatory requirements governing human research protection and interpretations of those requirements.
 
6.  facilitating access by researchers to cross-disciplinary information and training about human research protection through the UW-Madison Graduate School.
 
7.  advising the IRBs on issues relating to human research protection.

 

8.  at the request of a UW-Madison IRB, reviewing an IRB decision in a case of noncompliance, unanticipated problem or suspension or termination of research
 
9.  advising the Institutional Official regarding the suspension of human research privileges and reporting to federal authorities in matters involving noncompliance, unanticipated problems and suspension and termination of research.
B.  The Advisory Committee may review a UW-Madison IRB’s determination of noncompliance, unanticipated problem or suspension or termination of research relating to a human research protocol at the request of an investigator.  The Advisory Committee’s review of a UW-Madison IRB’s decision will be limited to determining whether the UW-Madison IRB has:

 

1.  followed its own procedures
 
2.  correctly applied federal regulatory criteria or state law, or
 
3.  correctly applied UW-Madison policies.

 

In the event the Advisory Committee determines that a UW-Madison IRB has failed to follow its own procedures, has not correctly applied federal regulatory criteria or state law, or has not correctly applied UW-Madison policy, the Advisory Committee will return the matter to the UW-Madison IRB with recommendations for correction or additional review.  The Advisory Committee does not make independent findings of fact when conducting its review of a UW-Madison IRB’s decision but may request that the UW-Madison IRB conduct additional fact finding. 

 

If an IRB disapproves a protocol, defers a protocol application or requires protocol modifications as a condition for approval, neither the Advisory Committee nor any other UW-Madison official or committee may overturn the IRB’s decision nor apply undue pressure on the IRB to reverse a decision or may approve research that has not been approved by an IRB.  However, research that has been approved by an IRB may be subject to further appropriate review and approval or disapproval by officials of the institution. 45 CFR 46.112.

 

A protocol application that has been reviewed by a UW-Madison IRB may not be resubmitted by the investigator to another UW-Madison IRB unless the original IRB refers the protocol to the other IRB.  (See, Review by Experts Policy)

II.     Selection of Advisory Committee Members. 

A.  The Chancellor of the UW-Madison appoints all Advisory Committee members, who include:

 

1.  the UW-Madison Institutional Official, who serves as chair of the Advisory Committee.
 
2.  the chair of each of the UW-Madison IRBs.
 
3.  other members at large selected by the Chancellor.
B.  The Chancellor may also appoint a representative from outside the UW-Madison community (a public member).
C.  Ex-officio members, non-voting, include:

 

1.  the director of the UW-Madison HRPP.
 
2.  a representative of the UW-Madison’s Office of Administrative Legal Services.
 
3.  the primary administrators from each of the UW-Madison IRBs.
 
4.  other ex-officio members at large selected by the Chancellor.
D.  Alternates for Committee Members.  Committee members may designate an alternate who may exercise all the authority of the committee member at the meeting for which he or she acts as an alternate.  Alternates may include, but are not limited to, the Director or Manager of the IRB for which the member serves as chair.  To conduct a meeting with alternates present, at least a simple majority of the required quorum must be committee members who are faculty or have been granted voting rights by their department.

III.    Conflict of Interest for Advisory Committee Members. 

The Advisory Committee applies the UW-Madison IRB Member Conflict of Interest Policy to Advisory Committee members and consultants.

IV.   Advisory Committee Meetings. 

A.  The Advisory Committee meets monthly and at the call of its chairperson. 
B.  Advisory Committee business is not initiated without a quorum, which is a simple majority.  The Advisory Committee uses Roberts’ Rules of Order to conduct its business.  The Advisory Committee makes decisions about the matters that come to it through discussion followed by voting. 
C.  The Advisory Committee makes and keeps minutes for each of its meetings.

 

V.  University Services to the Advisory Committee. 

A.  The Research Policy Office in the UW-Madison Graduate School provides staff support for the Advisory Committee in fulfilling its responsibilities as listed in Section A.1.a-g, above.
B.  The Office of the Secretary of the Faculty conducts annual orientation seminars for new faculty members that inform them of the purposes and processes of the Advisory Committee and the four UW-Madison IRBs.